FINRA Awards for Mitchell J. Albert

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-00699	11/10/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): David Wilson Respondent Lawyers(s): David Paul Wilson Arbitrator(s): Frederick Michael Switzer Hearing Site: Little Rock, AR
10-00702	09/30/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Michael Forbes Respondent Lawyers(s): Brent V. Manning Arbitrator(s): Robert S. McConnell, Dennis Dowd, George H. Speciale Hearing Site: Salt Lake City, UT
09-01221	03/17/2010	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): James Phillips Respondent Lawyers(s): Richard Sacks Arbitrator(s): Donald S. Simons, W. Alex King, Anna Marie Turco Hearing Site: Los Angeles, CA
07-03274	01/13/2009	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Edward McNally Respondent Lawyers(s): Edward M. McNally Arbitrator(s): Philip W. Burge, Salvatore A. Sciortino, Joel D. Davidman Hearing Site: Los Angeles, CA
08-01082	09/26/2008	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Peter Brown Respondent Lawyers(s): Peter Brown Arbitrator(s): James R. Dickson Hearing Site: San Francisco, CA
08-02495	09/08/2008	Claimant(s): Smith Barney Shearson. Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Jennifer Davis, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Geoffrey Gordon-Creed, Paul Vincent Simpson Arbitrator(s): Donald S. Duerson, Walter J. Huntley, Shawn Ridgell Hearing Site: San Francisco, CA