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FINRA Awards for John A. Mangones

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0229301/10/2022Claimant(s): Nermin Khalil
Claimant Lawyers(s): John A. Mangones
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): William A. Barrett, Gerard S. Marsan, George Weston Mann
Hearing Site: Boston, MA
20-0366212/07/2021Claimant(s): Lowell Hart
Claimant Lawyers(s): John A. Mangones
Respondent(s): State Farm VP Management Corp.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Thomas C. Tretter, William Norton, Peter Andrew Marx
Hearing Site: Manchester, NH
20-0296403/16/2021Claimant(s): Michael Capobianco
Claimant Lawyers(s): John A. Mangones
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
19-0033401/31/2020Claimant(s): Edward Mathews
Claimant Lawyers(s): John A. Mangones
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Peter J. Dale, Gerard S. Marsan, Robert N. Jones
Hearing Site: Boston, MA

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