Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00560 | 08/17/2017 | Claimant(s): Chad Devore Claimant Lawyers(s): Chad A. Devore Respondent(s): Beaconsfield Financial Services. Respondent Lawyers(s): Richard King Rainier II Arbitrator(s): Steven T. Stern Hearing Site: Wilmington, DE | ||
| 13-02300 | 09/30/2014 | Claimant(s): Donna Sabb, George Adams Claimant Lawyers(s): Vincent Imbesi Respondent(s): Virginia Smith, Virginia M. Smith Irrevocable Trust Respondent Lawyers(s): Pierson Backes Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | Expungement | |
| 13-01421 | 09/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Richard Schilling Respondent Lawyers(s): Richard Earl Schilling Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 11-00202 | 06/01/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nicki Samson Respondent(s): Respondent Lawyers(s): Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 10-04015 | 01/21/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): August "Jamie" H. Schupp Respondent(s): Peter Jelstrom Respondent Lawyers(s): Peter Lindsay Jelstrom Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 07-03268 | 09/12/2008 | Claimant(s): Scott Champion Claimant Lawyers(s): Steven T. Stern Respondent(s): Securities America. Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA |