FINRA Awards for Theodore Moreines

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01108	10/21/2019	Claimant(s): Moses Rosario Claimant Lawyers(s): Moses Rosario Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Theodore Moreines, Morton S. Bunis, Joan Dawn Hogarth Hearing Site: Newark, NJ
14-01704	09/18/2015	Claimant(s): Buckman, Buckman & Reid. Claimant Lawyers(s): Michael D. Handelsman Respondent(s): Apex Clearing Corporation Respondent Lawyers(s): Robert W. Hamburg Arbitrator(s): Alan James Jacoby, Theodore Moreines, Brian A. Carlis Hearing Site: Newark, NJ
08-02407	03/12/2009	Claimant(s): The Jeffrey Matthews Financial Group LLC Claimant Lawyers(s): Kenneth A. Elan Respondent(s): Benjamin Miceli Respondent Lawyers(s): Ronald J. Ricci Arbitrator(s): Craig Scott Bartlett, Theodore Moreines, Richard H. Hoenig Hearing Site: Newark, NJ
05-00529	07/02/2008	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Sandra Grannum Respondent(s): Christopher Becker Respondent Lawyers(s): Christopher W. Becker Arbitrator(s): Theodore Moreines, Nathan J. Minucci, Robert J. Gorgia Hearing Site: Newark, NJ