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FINRA Awards for Legend Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0301007/24/2024Claimant(s): John Girgis
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Worden Capital Management LLC, Brookstone Securities., Legend Securities.
Respondent Lawyers(s): David W. Locy, Jamie J. Worden, Salvortore C. Caruso
Arbitrator(s): Jeffrey Alan Helewitz, Kathleen Cawley, Gerald M. Levine
Hearing Site: New York, NY
19-0000105/05/2022Claimant(s): Legend Securities.
Claimant Lawyers(s): Salvatore Caruso
Respondent(s): COR Clearing LLC, Stocktrade Network.
Respondent Lawyers(s): Carl S. Burkalter, Salvatore Caruso
Arbitrator(s): Charles L. Henderson, Madelyn A. Levy, Thomas Hansen Boast
Hearing Site: New York, NY
16-0321905/30/2017Claimant(s): Valery Scancella
Claimant Lawyers(s): Valery Scancella
Respondent(s): Legend Securities.
Respondent Lawyers(s): Frank Fusco
Arbitrator(s): Joel Levinson, Julian F. Santos, Robert Elliot Harrison
Hearing Site: New York, NY

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