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FINRA Awards for Douglas H. Wigdor

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0501910/11/2011Claimant(s): Dalila Costa-Leroy
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Harvey Barrison, Leah R. Marks, Erica Levitt
Hearing Site: New York, NY
09-0056706/22/2011Claimant(s): Anthony Gusmano, Joseph Bellantuono
Claimant Lawyers(s): Douglas H. Wigdor
Respondent(s): ICAP Securities USA LLC
Respondent Lawyers(s): Christine A. Amalfe
Arbitrator(s): Garrett J. Dombrowski, Saverio J. Cina, Brian J. Burstin
Hearing Site: Newark, NJ
08-0047603/05/2009Claimant(s): Eileen Valentino-Condon
Claimant Lawyers(s): Brett D. Sherman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Carol E. Weir, Saul Scheier, Mae A. Brudner
Hearing Site: New York, NY

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