FINRA Awards for Devin A. Donohue

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Displaying 11-20 out of 20 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-00270	05/25/2012	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Karen Paige aka Karen Sennes Respondent Lawyers(s): Karen L. Paige aka Karen Sennes Arbitrator(s): Alan Stamm Hearing Site: San Diego, CA
10-03827	11/17/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): William Northend Respondent Lawyers(s): Kevin B. Kevorkian Arbitrator(s): Martin Mandel Hearing Site: San Francisco, CA
10-00952	11/16/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Mark Graham Respondent Lawyers(s): Robert J. Girard, II Arbitrator(s): Robert M. Stein, Kevin I. Patrick, William R. Hickman Hearing Site: Seattle, WA
10-05612	11/08/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Lance Eaton Respondent Lawyers(s): Lance Paul Eaton Arbitrator(s): Martin J. Kotowski Hearing Site: Los Angeles, CA
10-02836	07/14/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Misty Eslinger Respondent Lawyers(s): Misty Rae Eslinger Arbitrator(s): Eugene W. Bronski Hearing Site: Phoenix, AZ
10-02304	05/27/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Robert Swagger Respondent Lawyers(s): Walter H. Flamm Arbitrator(s): William M. Howard, Irving Mindes, Brian A. Maris Hearing Site: Phoenix, AZ
10-03894	01/03/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Gilbert Pugliano Respondent Lawyers(s): Gilbert Birdinground Pugliano Arbitrator(s): Thomas D. Reese Hearing Site: Portland, OR
10-02359	10/25/2010	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): David Lamarche Respondent Lawyers(s): David Edward Lamarche Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA
10-01798	10/22/2010	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Robert Gunning Respondent Lawyers(s): Robert Holmes Gunning Arbitrator(s): Martin Mandel Hearing Site: San Francisco, CA
10-00956	07/07/2010	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Lloyd Graham Respondent Lawyers(s): Lloyd William Graham Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA