07-00497 | 01/18/2008 | Claimant(s): Bonnie Roth, Connie Roth Claimant Lawyers(s): Dexter B. Johnson, William P. Tedards Respondent(s): Daniel Coyne, Deborah Dudek, Richard Steffen, Tamera Montagna, American Family Securities Respondent Lawyers(s): James P. DeNardo Arbitrator(s): David H. White, Jack J. Herman, Ralph O. Bolt Hearing Site: Chicago, IL
| | |
07-01506 | 01/07/2008 | Claimant(s): Mesirow Financial. Claimant Lawyers(s): A. Brad Busscher Respondent(s): John Holoubek Respondent Lawyers(s): John Francis Holoubek Arbitrator(s): Daniel Baruch Lidawer Hearing Site: Chicago, IL
| | |
06-00700 | 12/20/2007 | Claimant(s): Dennis Metter, Donald Metter Claimant Lawyers(s): Paula K. Maguire Respondent(s): Wachovia Securities Respondent Lawyers(s): Jennifer R. Seltenrich Arbitrator(s): Victor Elting, Thomas F. Ryan, Jeffrey L. Durkes Hearing Site: Chicago, IL
| | |
06-05258 | 11/20/2007 | Claimant(s): Michael Gabisch Claimant Lawyers(s): Michael J. Gabisch Respondent(s): William Blair and Company L.L.C. Respondent Lawyers(s): Philip M. Goldberg Arbitrator(s): Theodore L. Leeb, Carol McHugh Sanders, Thomas H. Stone Hearing Site: Chicago, IL
| | |
06-01050 | 11/19/2007 | Claimant(s): Richard Crockett Claimant Lawyers(s): Peter H. Cantwell Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Steven B. Varick Arbitrator(s): Wallace H. Hastings, Allen D. Schwartz, James M. Zilinsky Hearing Site: Chicago, IL
| | |
07-01321 | 11/16/2007 | Claimant(s): Harris Investor Services. Claimant Lawyers(s): Cindy S. Stuyvesant Respondent(s): Ryan Connelly, Steven Zimmerman Respondent Lawyers(s): Tiffany C. Woodie Arbitrator(s): Marc B. Horin, David G. Duggan, James A. Murphy Hearing Site: Chicago, IL
| | |
06-05019 | 10/22/2007 | Claimant(s): Steven Rothstein Claimant Lawyers(s): Steven A. Rothstein Respondent(s): Ross Mandell, Sky Capital LLC Respondent Lawyers(s): Eric Rosenberg Arbitrator(s): Sheldon M. Pekin, Steven Samson, Michael Steinberg Hearing Site: Chicago, IL
| | |
06-00281 | 08/06/2007 | Claimant(s): Elizabeth Purcell Claimant Lawyers(s): Michael B. Roche Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler Hearing Site: Chicago, IL
| | |