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FINRA Awards for Fordham Financial Management.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0320701/13/2010Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Brian Neville
Respondent(s): John Alejos
Respondent Lawyers(s): Juan C. Alejos
Arbitrator(s): Daniel B. Berkson, John P. Bevilacqua, Arthur D. Felsenfeld
Hearing Site: New York, NY
09-0029308/13/2009Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Larry Lubarsky
Respondent Lawyers(s): Larry Lubarsky
Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion
Hearing Site: New York, NY
08-0322104/24/2009Claimant(s): Song Sop Choe
Claimant Lawyers(s): Song Sop Choe
Respondent(s): Fordham Financial Management.
Respondent Lawyers(s): Christopher S. Mattei
Arbitrator(s): Marilyn J. Salzman, Alice J. P. Lee-Getman, Arthur Best
Hearing Site: New York, NY
08-0107609/03/2008Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Samuel Kirt
Respondent Lawyers(s): Samuel Kirt
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY

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