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FINRA Awards for First Republic Securities Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0116408/28/2024Claimant(s): First Republic Investment Management, First Republic Securities Company
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Steven Levine
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff
Hearing Site: Boca Raton, FL
22-0010109/06/2022Claimant(s): Joseph Duarte
Claimant Lawyers(s): Robert J. Moses
Respondent(s): First Republic Securities Company
Respondent Lawyers(s): Debra Achkire
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY

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