| 20-02256 | 06/24/2021 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): John Marty
Respondent Lawyers(s): John Eugene Marty
Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
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| 16-01842 | 12/19/2017 | Claimant(s): David Bennette
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Elmo E. Wedderburn, Michael Lancaster Garcia, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
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| 08-04621 | 12/06/2013 | Claimant(s): Joseph Seidler
Claimant Lawyers(s): Patrick Gillette
Respondent(s): Wachovia Securities, Kevin Kitchin
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Elmo E. Wedderburn, Joseph M. O'Connor, Carol Ann Jensen
Hearing Site: San Francisco, CA
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| 10-01278 | 04/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kit Jory
Respondent Lawyers(s): Kit P. Jory
Arbitrator(s): Carl B. Noelke, Laurel Littman Gothelf, Elmo E. Wedderburn
Hearing Site: San Francisco, CA
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| 10-01977 | 01/09/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Sandeep Hingorani
Respondent Lawyers(s): Sandeep Hingorani
Arbitrator(s): Michael R. Mitchell, Paul D. Gutierrez, Elmo E. Wedderburn
Hearing Site: Reno, NV
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| 09-03809 | 06/16/2011 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jason Warner
Respondent(s): Ciro Cavazos
Respondent Lawyers(s): Ciro Gilbert Cavazos
Arbitrator(s): Herb Schwartz, Elmo E. Wedderburn, Ralph L. Jacobson
Hearing Site: San Francisco, CA
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