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FINRA Awards for Elmo E. Wedderburn

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0150902/21/2014Claimant(s): Jack Ugo Marchi & Mary V. Marchi Trust
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Laurel Littman Gothelf, Linda M. McCoy, Elmo E. Wedderburn
Hearing Site: San Francisco, CA
Checkmark IconExpungement
10-0119406/26/2013Claimant(s): United Micronesia Development Assoc.
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Wells Fargo Advisors, James Davis, Sanders Morris Harris Inc.
Respondent Lawyers(s): Ben Suter, Peter B. Wells, Will S. Montgomery
Arbitrator(s): Carol M. Egan, Elmo E. Wedderburn, Tobin B. Swanson
Hearing Site: Honolulu, HI
Checkmark Icon$100,000
08-0274309/21/2009Claimant(s): The 2000 Melnitzer Revocable Trust
Claimant Lawyers(s): Rudy Melnitzer
Respondent(s): Wells Fargo Investments, Michael Hobson
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Amy Seltzer, Elmo E. Wedderburn, Sheldon Michaels
Hearing Site: San Francisco, CA
Checkmark Icon$0

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