Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01437 | 11/19/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Don R. Boswell Respondent(s): Charles Pfeiffer Respondent Lawyers(s): Charles Pfeiffer Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | ||
| 09-05679 | 05/14/2012 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Jimmie Canole Respondent Lawyers(s): Jimmie Dean Canole Arbitrator(s): Gary M. Landau Hearing Site: Orlando, FL | ||
| 10-01163 | 10/27/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Luis Lopez Respondent Lawyers(s): Brian Buckstein Arbitrator(s): Gary M. Landau, Andrew David Kahng, Renaldy Jose Gutierrez Hearing Site: Miami, FL | ||
| 10-01872 | 09/07/2011 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): Felipe Britto Respondent Lawyers(s): Matthew Farley Arbitrator(s): Gary M. Landau Hearing Site: Miami, FL | ||
| 10-02377 | 03/11/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Max Jaffee Respondent Lawyers(s): Max Jaffee Arbitrator(s): Gary M. Landau Hearing Site: Boca Raton, FL | ||
| 09-07225 | 01/26/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T Roche Respondent(s): Anthony Carpenter Respondent Lawyers(s): Anthony Carpenter Arbitrator(s): Gary M. Landau Hearing Site: Tampa, FL | ||
| 06-04007 | 08/27/2007 | Claimant(s): Capital Growth Financial Claimant Lawyers(s): Delmer C. Gowing Respondent(s): Keith Gerr Respondent Lawyers(s): Keith Gerr Arbitrator(s): Arthur J. Leibell, Gary M. Landau, Walter John Chesney Hearing Site: Boca Raton, FL |