Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02332 | 06/22/2018 | Claimant(s): Stephen Seremetis Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY | ||
| 17-00802 | 01/31/2018 | Claimant(s): Primary Capital Claimant Lawyers(s): Ross David Carmel Respondent(s): Joseph Fuller Respondent Lawyers(s): Joseph Patrick Fuller Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY | ||
| 17-00343 | 06/19/2017 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Kenneth Helman Respondent Lawyers(s): Kenneth Michael Helman Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Newark, NJ | ||
| 15-02319 | 06/16/2016 | Claimant(s): Camille Gagliardi Claimant Lawyers(s): Douglas A. Cho Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Kalusmeier Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Hartford, CT | ||
| 12-04196 | 08/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Melissa A. Bevilacqua Respondent(s): Gina Carosella Respondent Lawyers(s): Christopher J. Carcich Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Newark, NJ | ||
| 11-01024 | 09/01/2011 | Claimant(s): Garden State Securities. Claimant Lawyers(s): Robert I. Rabinowitz Respondent(s): Anthony Sparber Respondent Lawyers(s): Anthony M. Sparber Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Newark, NJ |