| 13-02634 | 05/12/2015 | Claimant(s): PNC Investments LLC
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors, Joe Shimko, Karen Lemay, Lino Gutierrez
Respondent Lawyers(s): Nisha S. Wright
Arbitrator(s): Richard H. Schneider, Rosemarie Ann Jannuzzi, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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| 13-01832 | 10/27/2014 | Claimant(s): Hala Asaad
Claimant Lawyers(s): G. Ware Cornell
Respondent(s): New York Life Insurance Company
Respondent Lawyers(s): Anne M. Estevez
Arbitrator(s): Kenneth R. Starr, Donald Theodore Ryce, Peter A. Portley
Hearing Site: Boca Raton, FL
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| 09-04852 | 01/25/2012 | Claimant(s): Edward Bowne
Claimant Lawyers(s): Cathleen Scott
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Deborah A. Catalano
Arbitrator(s): Myron E. Levenson, Gary Paul Whorton, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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| 10-04741 | 08/30/2011 | Claimant(s): Charlemagne Louis-Charles
Claimant Lawyers(s): Charlemagne Louis Louis-Charles
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): David H. Brodie
Arbitrator(s): Gregory S. Tendrich, Lisa Marie Macci, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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| 09-04721 | 05/27/2011 | Claimant(s): Guy Abbanat
Claimant Lawyers(s): James R. Hubbard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): G. Robert Abrams, Lawrence M. Green, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
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