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FINRA Awards for Ilan Preis

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0055303/27/2017Claimant(s): Ilan Preis
Claimant Lawyers(s): Darlene R. Gimble
Respondent(s): Sagepoint Financial., American General Securities Incorporated
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Charles Hoffman, Robert H. Loevin, John Roth Roberts
Hearing Site: Boca Raton, FL
14-0147604/25/2016Claimant(s): Ilan Preis
Claimant Lawyers(s): Ilan Preis
Respondent(s): Avi Jankelovits, Blair Nelson, Christopher Alexis, Citigroup Global Markets., Robert Papaleo
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Kenneth L. Stewart, Elizabeth Gilbert, Michael S. Perinelli
Hearing Site: New York, NY
14-0047711/20/2014Claimant(s): Ilan Preis
Claimant Lawyers(s): Henry L. Saurborn, Jr.
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Walter A. Saurack
Arbitrator(s): Fern Sue Reidman
Hearing Site: New York, NY
12-0436104/16/2014Claimant(s): Ilan Preis
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Ted M. Rosen, Lori H. Carena, Jeffrey P. Bachmann
Hearing Site: New York, NY

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