FINRA Awards for Miles D. Hart

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-03248	04/10/2015	Claimant(s): Mark Tomas Claimant Lawyers(s): Mark L. Kowalsky Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Miles D. Hart Arbitrator(s): Benjamin A. Kerner, Martin I. Reisig, Richard Robert Cech Hearing Site: Detroit, MI
10-05114	09/26/2014	Claimant(s): Mark Simon Claimant Lawyers(s): J. Christopher Wehrle Respondent(s): Ameriprise Financial Services., Larry Larson, Larson & Associates Respondent Lawyers(s): Edward A. Walton, Miles D. Hart Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Anthony R. Paesano Hearing Site: Detroit, MI
13-01816	09/19/2014	Claimant(s): Douglas Radcliffe Claimant Lawyers(s): Miles D. Hart Respondent(s): Joyce Wright Respondent Lawyers(s): Joyce M. Wright Arbitrator(s): Jack Chapline Vaughan Hearing Site: Houston, TX		Expungement
06-01086	10/21/2008	Claimant(s): Jeffrey Geiger Claimant Lawyers(s): Christopher R. Pettit Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Miles D. Hart Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister Hearing Site: Columbus, OH