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FINRA Awards for Stephen O'Donnell

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0231506/12/2020Claimant(s): Stephen O'Donnell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam Kauff, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
11-0045910/15/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Stephen O'Donnell
Respondent Lawyers(s): Patrick T. Burke
Arbitrator(s): David I. Goldblatt, Lloyd H. Slomanson, Donald Raymond McNally
Hearing Site: New York, NY

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