FINRA Awards for Pamela S. Mann

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02805	07/07/2015	Claimant(s): Christine McBroom Claimant Lawyers(s): Sylvia M. Scott Respondent(s): Edward Jones Respondent Lawyers(s): Will P. Riffelmacher Arbitrator(s): Frank R Weaver, Pamela S. Mann, James G. Gillivan Hearing Site: San Francisco, CA
13-00509	10/30/2014	Claimant(s): Alex Vitale Claimant Lawyers(s): Howard E. King Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Douglas W. Oldfield, Pamela S. Mann, Louis Anthony Napoli Hearing Site: San Francisco, CA
13-01431	10/28/2014	Claimant(s): Alfred Scott Claimant Lawyers(s): Alfred Lee Scott Respondent(s): A. Eddleman, Christian Eddleman, FSC Securities Corporation, Lea Goodman Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Isidoro Berkman, Nicholas J. Caputo, Pamela S. Mann Hearing Site: San Francisco, CA
12-02202	07/21/2014	Claimant(s): Annette Liebergesell, Bernd Liebergesell, Daniel White, Donald Bill, Gloria Bill, Dan White Revocable Living Trust, The Bill Family Trust dtd Nov. 05, 2003 Claimant Lawyers(s): Brian D. Miller Respondent(s): Dennis Pettinelli, Signator Investors., Wells Investment Securities. Respondent Lawyers(s): Gregory T. Fayard, Marc V. Allaria, Richard B. Hopkins Arbitrator(s): Richard L. Rubin, Pamela S. Mann, Shawn Ridgell Hearing Site: San Francisco, CA		Expungement