FINRA Awards for Richard J. Lawrence

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02886	06/12/2024	Claimant(s): Amber Stream Claimant Lawyers(s): Robert Moses Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Richard J. Lawrence Hearing Site: Seattle, WA
22-02695	06/09/2023	Claimant(s): Samuel Clark Claimant Lawyers(s): Stephan Louviere Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
22-02308	03/29/2023	Claimant(s): James Davenport Claimant Lawyers(s): Stephan Louviere Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak Arbitrator(s): Richard J. Lawrence Hearing Site: Salt Lake City, UT
16-01765	12/28/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Gregory Giuffra Respondent Lawyers(s): Julie M. Walker Arbitrator(s): Richard J. Lawrence, Victoria Anne Long, Tina Alison Davis Hearing Site: Denver, CO
12-01044	03/25/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jason Warner Respondent(s): Robert Potter Respondent Lawyers(s): Sanna-Rae Taylor Arbitrator(s): Joan M. Traub, Richard J. Lawrence, James Wilmer Barlow Hearing Site: Salt Lake City, UT