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FINRA Awards for Robert M. Shwab

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0021709/22/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J Borrelli
Respondent(s): Jason Seifert
Respondent Lawyers(s): Jeffrey C. Miller
Arbitrator(s): Robert J. Scafuri, Robert M. Shwab, David Minc
Hearing Site: Cleveland, OH
20-0022208/10/2021Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Kenneth Senvisky
Respondent Lawyers(s): Jeffrey C. Miller
Arbitrator(s): Robert M. Shwab, Robert H. Baker, Kevin Brodar
Hearing Site: Cleveland, OH
07-0154307/31/2009Claimant(s): Eugene Marquardt
Claimant Lawyers(s): David W. Neel
Respondent(s): Brian Brennan, John Schlifer, Patricia Wyant, KeyBanc Capital Markets., KeyCorp
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James Dale Ellis, Robert M. Shwab, John C. Aten
Hearing Site: Cleveland, OH

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