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FINRA Awards for Christopher Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0022911/01/2024Claimant(s): Christopher Allen
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ
12-0158709/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitch Albert
Respondent(s): Christopher Allen
Respondent Lawyers(s): Christopher Michael Allen
Arbitrator(s): Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA

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