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FINRA Awards for Michael Cohen

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0328306/25/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Cohen
Respondent Lawyers(s): Ira Marcus
Arbitrator(s): Mark David Hunter, Carl Henry Perdue, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
16-0154402/12/2019Claimant(s): Michael Cohen
Claimant Lawyers(s): Scott M. Behren
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Daniel H. Yaffe, Monroe Mitchel, Ronald Stephen Lieberman
Hearing Site: Boca Raton, FL
06-0425212/15/2008Claimant(s): Michael Cohen
Claimant Lawyers(s): Jeffrey L. Cox
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Joseph J. Sullivan
Arbitrator(s): Guy K. Stewart, Martin A. Feigenbaum, Bernice Leah Stander
Hearing Site: Boca Raton, FL
07-0333012/12/2008Claimant(s): Jefferson Pilot Securities Corp.
Claimant Lawyers(s): William Zeena
Respondent(s): Michael Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Roy B. Gonas, Syma S. Kasdin, Berthold T. Berkwich
Hearing Site: Boca Raton, FL

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