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FINRA Awards for Rockwell Global Capital LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0269609/08/2023Claimant(s): Richard Reynolds
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Gruntal & Co., L.L.C., Rockwell Global Capital LLC
Respondent Lawyers(s): Bruce Guarino, Donald N. Cohen
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
15-0087812/24/2015Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Michael Resciniti
Respondent Lawyers(s): Michael James Resciniti
Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar
Hearing Site: New York, NY
12-0301804/16/2013Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY

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