Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02735 | 08/21/2024 | Claimant(s): Mark Kemp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
| 23-01346 | 12/01/2023 | Claimant(s): Ryan Loynd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Coastal Equities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 22-02253 | 11/20/2023 | Claimant(s): Brian Stephens Claimant Lawyers(s): Gary S. Kessler Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Michael Edward Watts, Robert C. Rice, Kevin Colby Hearing Site: Houston, TX | ||
| 20-01933 | 03/12/2021 | Claimant(s): Brian Moon Claimant Lawyers(s): Gregory B. Simon Respondent(s): SCF Securities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 17-02639 | 01/22/2018 | Claimant(s): Kestra Investment Services Claimant Lawyers(s): Gary S. Kessler Respondent(s): Chuck Hilliard Respondent Lawyers(s): Chuck J. Hilliard Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 07-01009 | 02/23/2009 | Claimant(s): Virgil Smith Claimant Lawyers(s): Virgel L. Smith Respondent(s): Southwest Securities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Simeon R. Trotter, Peter J. Conlon, David Max Sanderford Hearing Site: Dallas, TX |