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FINRA Awards for Brian G. Mooney

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0324703/24/2021Claimant(s): Steven Dick
Claimant Lawyers(s): Matthew G. White
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Brian G. Mooney
Hearing Site: Nashville, TN
20-0166702/26/2021Claimant(s): Primo Bushati
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Bankers Life Securities.
Respondent Lawyers(s): Steven K. Huffer
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
17-0128601/29/2018Claimant(s): Coling Wiens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Kristen Kinney
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
14-0186312/31/2014Claimant(s): Stuart Siegel
Claimant Lawyers(s): Edwin B. Kagan
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leon T. Kogan
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
13-0126208/13/2014Claimant(s): Kevin Daniels
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Steven Sugarman, Cor Clearing LLC
Respondent Lawyers(s): Bruce W. Barnes, David L. Aronoff
Arbitrator(s): Roger W. Van Deusen, Brian G. Mooney, Ronald H. Walton
Hearing Site: Tampa, FL
12-0111704/23/2013Claimant(s): John Powell
Claimant Lawyers(s): William T. Kirtley
Respondent(s): International Financial Solutions.
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Brian G. Mooney
Hearing Site: Tampa, FL
10-0169102/22/2011Claimant(s): Morton Wolverton
Claimant Lawyers(s): William T. Kirtley
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Scott J. Vold
Arbitrator(s): Langfred W. White, Brian G. Mooney, Michael R. Alford
Hearing Site: Tampa, FL

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