Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00736 | 12/07/2018 | Claimant(s): John Paffendorf Claimant Lawyers(s): Thomas C. Frost Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 10-03113 | 06/08/2012 | Claimant(s): Oliver Schwarz Claimant Lawyers(s): Thomas C. Frost Respondent(s): Citigroup Global Markets., Morgan Stanley, Citigroup Global Markets Holdings. Respondent Lawyers(s): Scott L. Metzger, Shannon L. McDougald Arbitrator(s): Barry E. Kersh, Janice L. Sperow, Sally G. Williams Hearing Site: San Diego, CA |