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FINRA Awards for Thomas C. Frost

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0271711/20/2008Claimant(s): Kathryn Chapman, Ronald May
Claimant Lawyers(s): Thomas C. Frost
Respondent(s): Michael McClellanL fka Linsco/Private Ledger Corp.
Respondent Lawyers(s): Michael H. McClellan, Michael L. Kirby
Arbitrator(s): Joel C. Estes, Greta Glavis, Steven A. Fox
Hearing Site: San Diego, CA
Checkmark Icon$1,800,000
06-0391712/10/2007Claimant(s): Norman Miller, Pauline Miller, Miller Family Foundation, Miller Charitable Remainder Trust, Miller Revocable Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Bruce Graham, John Walthall, B.B. Graham & Company.
Respondent Lawyers(s): John P. Cleary, Thomas C. Frost
Arbitrator(s): Dean Schneider, Robert C. Albini, Marvin Eugene Levin
Hearing Site: Los Angeles, CA
Checkmark Icon$243,377

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