| 19-00003 | 08/18/2020 | Claimant(s): Kerry Raheb
Claimant Lawyers(s): Kerry Patrick Raheb
Respondent(s): Tasin & Company., EKN Financial Services Inc., A. R. Baron & Co.., Empire Financial Group., Laidlaw & Company (UK) Ltd., Prestige Financial Center., Spartan Capital Securities
Respondent Lawyers(s): Charles Smulevitz, Diane Alexander, Larry Kirshbaum, Matthew N. Fiorovanti, Salvatore Sapienza, Thomas Michael Giugliano, Tim Moyer
Arbitrator(s): Noel B. Berman
Hearing Site: New York, NY
| | |
| 18-02902 | 05/13/2019 | Claimant(s): Scott Shames
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, EKN Financial Services Inc.
Respondent Lawyers(s): Emily A. Hayes, Thomas Michael Giugliano
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | |
| 13-02528 | 05/12/2014 | Claimant(s): Lev Muromsky
Claimant Lawyers(s): Lev Muromsky
Respondent(s): EKN Financial Services Inc.
Respondent Lawyers(s): Thomas Michael Giugliano
Arbitrator(s): Romaine L. Gardner, William G. Haviland, Robert Francis Littlejohn
Hearing Site: New York, NY
| | |
| 09-01506 | 09/17/2009 | Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Thomas Michael Giugliano
Respondent(s): Ardeshir Sabi
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
| | |
