FINRA Awards for Cathleen M. Cobb

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-01400	12/31/2018	Claimant(s): Gordon Chen, Nhut Anh Dang Claimant Lawyers(s): Neal S. Robb Respondent(s): Kai Lee Respondent Lawyers(s): Kai Lee Arbitrator(s): Robert D. Sussin, Cathleen M. Cobb, Rahsan Malik Boykin Hearing Site: Los Angeles, CA
12-02548	07/19/2013	Claimant(s): Invest Financial Corporation Claimant Lawyers(s): Jacquelyn Mohr Respondent(s): Andrew Kardish Respondent Lawyers(s): Andrew Vincent Kardish Arbitrator(s): Cathleen M. Cobb, Benjamin F. Breslauer, Robert Weston Armstrong Hearing Site: Los Angeles, CA
09-04108	05/09/2011	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Abe Lampart Respondent(s): William Creedon Respondent Lawyers(s): Michael Blumenfeld Arbitrator(s): Alvin S. Milder, Cathleen M. Cobb, Bryan L. Herrmann Hearing Site: Los Angeles, CA
07-02734	04/30/2010	Claimant(s): Jamila Arapovic Claimant Lawyers(s): Jamila Arapovic Respondent(s): Wells Fargo Investments, Wells Fargo, N.A. Respondent Lawyers(s): Dena Narbaitz Arbitrator(s): Michael G. Clark, James P. Murphy, Cathleen M. Cobb Hearing Site: Los Angeles, CA