FINRA Awards for Janell M. Ahnert

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02836	01/31/2019	Claimant(s): Guarionex Berrido Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Nancy J. Cliff Hearing Site: Miami, FL
16-03709	11/14/2017	Claimant(s): Jennifer Grant Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): G. Maynard Green Hearing Site: Birmingham, AL
16-03073	08/24/2017	Claimant(s): Kum Kang Claimant Lawyers(s): Kum Hee Kang Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): James G. Killough, Robert H. Putnam, Leslie D. Mercier Hearing Site: Atlanta, GA
15-02670	08/22/2016	Claimant(s): Sean Hunter Claimant Lawyers(s): Sean S Hunter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Herbert Leslie Greenberg, Anthony D. DeToro, Noel Harvey Applebaum Hearing Site: Los Angeles, CA
14-00381	08/04/2016	Claimant(s): Joel Marius Claimant Lawyers(s): W. D. Masterson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX
10-05261	02/15/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Janell M. Ahnert Respondent(s): Rosalyn Gray Respondent Lawyers(s): Rosalyn Gray Arbitrator(s): Thomas L. Maschmeyer, Hal F. Lewis, Mark A. Myers Hearing Site: Memphis, TN