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FINRA Awards for Mitchell Albert

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0232801/29/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell Albert
Respondent(s): Christopher Watton
Respondent Lawyers(s): Christopher Lee Watton
Arbitrator(s): William M. Getzoff
Hearing Site: Denver, CO
11-0111604/13/2012Claimant(s): Jason Schlesinger
Claimant Lawyers(s): Richard E. Levine
Respondent(s): Wells Fargo Advisors, Peter Hong, Wallace Key
Respondent Lawyers(s): Mitchell Albert
Arbitrator(s): Joseph H. Sturdivant, Kenneth W. Gosliner, John J. Shook
Hearing Site: San Francisco, CA
09-0468004/28/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell Albert
Respondent(s): James Hays, Paul Vannuki, Roland Hansalik, Terry Chase
Respondent Lawyers(s): Mitchell Albert, Roland Hansalik
Arbitrator(s): Dorothy B. Strackbein, Cathleen M. Cobb, Janice A. Salter
Hearing Site: Los Angeles, CA

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