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FINRA Awards for Mitchell Albert

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0114906/10/2011Claimant(s): Ellen Brown
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Neuberger Berman LLC
Respondent Lawyers(s): Mitchell Albert, Tara A. LaClair
Arbitrator(s): Herbert Leslie Greenberg, Vincent J. Natoli, Daniel R. Brush
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0182206/04/2010Claimant(s): JoAnne Simas, Joseph Simas
Claimant Lawyers(s): Mitchell Albert
Respondent(s): WAMU Investments., Jim McElravy
Respondent Lawyers(s): Robert J. Stumpf
Arbitrator(s): Donald S. Duerson, John P. Wilson, Walter J. Huntley
Hearing Site: San Francisco, CA
Checkmark Icon$350,000
09-0133908/28/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Mitchell Albert
Respondent(s): Elyahou Asherian
Respondent Lawyers(s): Elyahou Asherian
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
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