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FINRA Awards for Denzil J. Klippel

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0034104/03/2013Claimant(s): Daniel Dvorznak, James Dolan, Nicholas Tsikitas
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Anthony Salamone
Respondent Lawyers(s): Anthony Patrick Salamone
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
11-0117712/29/2011Claimant(s): White Pacific Securities.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Wing Lim
Respondent Lawyers(s): Wing Kin Lim
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
09-0459702/24/2010Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Jonathan A. Kurta
Respondent(s): Chris Wiseman
Respondent Lawyers(s): Chris Michael Wiseman
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
07-0216509/23/2008Claimant(s): Amy Levenson
Claimant Lawyers(s): Anne C. Vladeck
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Denzil J. Klippel, Richard E. Lerner, Joshua Mark Zucker
Hearing Site: New York, NY

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