Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00803 | 05/04/2023 | Claimant(s): Norman D'Silva Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Marva Graham Arbitrator(s): John James McGovern Hearing Site: Manchester, NH | ||
| 22-00738 | 12/08/2022 | Claimant(s): Anthony Kayser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Daniel A. Woodring, EVP/CEO Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 19-03616 | 08/15/2022 | Claimant(s): Janet Benloss-Kelly Claimant Lawyers(s): W D Masterson Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Cheryl L. Haas Arbitrator(s): Lita S Menkin, Lane R. Frostbaum, Julieta L Smith Hearing Site: Atlanta, GA | ||
| 20-02042 | 01/14/2021 | Claimant(s): Thomas McWilliams Claimant Lawyers(s): Michael T. Gass Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Jim Geiger, Patrick W. McKeon, John James McGovern Hearing Site: Manchester, NH | ||
| 20-00929 | 12/10/2020 | Claimant(s): Richard Towey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 19-03428 | 06/30/2020 | Claimant(s): Howard Lashner Claimant Lawyers(s): Colin Thomas Dean Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 18-03277 | 06/12/2019 | Claimant(s): PFS Investments Inc. Claimant Lawyers(s): Stephen D. Councill Respondent(s): Nancy De Leeuw, Perry De Leeuw Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX | ||
| 14-00412 | 10/15/2014 | Claimant(s): Jose Valenzuela, PFS Investments Inc. Claimant Lawyers(s): Mark F. Raymond Respondent(s): Deborah Stubbs, Harold Thomas, Victoria Smith Respondent Lawyers(s): Frank R. Rodriguez Arbitrator(s): Steven Gerard Goerke Hearing Site: Miami, FL | Expungement |