FINRA Awards for Mark A. Levy

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03371	01/07/2019	Claimant(s): Timothy Hughes Claimant Lawyers(s): Elizabeth Lowery Respondent(s): Joan Mccool, SECU Brokerage Services Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Alan Stamm, Mark A. Levy, Rahsan Malik Boykin Hearing Site: Los Angeles, CA
08-02896	06/21/2010	Claimant(s): John Arnold, Michael Johnston, Michael Mittman Claimant Lawyers(s): Robert J. Girard Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Mark A. Levy, Bruce A. Davidson, Robert B. Hansohn Hearing Site: Los Angeles, CA
08-02789	08/21/2009	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Patrick J. Folan Respondent(s): Charles Laverty Respondent Lawyers(s): Zachary R. Smith Arbitrator(s): Basil Lewis, Mark A. Levy, Ronald F. Rybandt Hearing Site: Los Angeles, CA
06-04971	10/07/2008	Claimant(s): Larry Fullmer Claimant Lawyers(s): Rogge Dunn Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): George H. Casey, Dorothy B. Strackbein, Mark A. Levy Hearing Site: Los Angeles, CA
05-05165	09/08/2008	Claimant(s): Edward Martell Claimant Lawyers(s): Kevin J. Hizon Respondent(s): Calvin Garvin, Rod Kamps, Financial Advisors Network. Respondent Lawyers(s): Kevin E. Monson Arbitrator(s): Douglas J. Rovens, Mark A. Levy, James S. Carlson Hearing Site: Los Angeles, CA