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FINRA Awards for Bruce W. Bennett

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0035101/23/2020Claimant(s): Samuel Adams
Claimant Lawyers(s): David E Rothstein
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ashley Kutz Kelly
Arbitrator(s): Gregory D. Hoffmann, Patricia Ann Tracey, Bruce W. Bennett
Hearing Site: Columbia, SC
16-0008406/15/2016Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Gene L. Small
Respondent(s): Thomas Ferrero
Respondent Lawyers(s): Thomas J. Ferrero
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
14-0057805/22/2015Claimant(s): Scott Mitchell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Suntrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Helen E. Huyler, Bruce W. Bennett, Joseph Keith Lombino
Hearing Site: Atlanta, GA

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