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FINRA Awards for Julian F. Santos

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Displaying 31-34 out of 34 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0177410/17/2012Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Barry S. Gold
Respondent(s): Adam Sloan
Respondent Lawyers(s): James R. Hubbard
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
11-0268605/17/2012Claimant(s): John Dadd
Claimant Lawyers(s): John Dadd
Respondent(s): Fiserv Investor Services.
Respondent Lawyers(s): Michael Gordon
Arbitrator(s): Susan C. Lushing, Richard D. Gueren, Julian F. Santos
Hearing Site: New York, NY
08-0182101/16/2009Claimant(s): William Assatly
Claimant Lawyers(s): William Assatly
Respondent(s): The Vertical Group
Respondent Lawyers(s): Robert Schaffer
Arbitrator(s): David Hirschberg, David E. Robbins, Julian F. Santos
Hearing Site: New York, NY
07-0363207/28/2008Claimant(s): Robert Melle
Claimant Lawyers(s): Martin P. Unger
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Henry Tiffany, Julian F. Santos, Gayle S. Sanders
Hearing Site: New York, NY

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