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FINRA Awards for Rory M. McLaughlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0306902/02/2023Claimant(s): Patrick Esparrago
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
21-0298111/10/2022Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): George F. Meierhofer
Respondent(s): Kevin Doyle
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Rory M. McLaughlin
Hearing Site: New York, NY
19-0107702/25/2022Claimant(s): Erik Napp
Claimant Lawyers(s): Brian Kennedy
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Rory M. McLaughlin, Lorraine Marie Brennan, Steven Bauer Malkenson
Hearing Site: New York, NY
20-0217404/23/2021Claimant(s): Oscar Seidel
Claimant Lawyers(s): Oscar Francisco Seidel
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Rory M. McLaughlin, Paul C. Tang, Dalia Zaza
Hearing Site: New York, NY

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