FINRA Awards for Thomas V. Dulcich

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01541	03/14/2014	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Phillip G. Eckenrode Respondent(s): Wells Fargo Advisors, Kimberly Perreira Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski Hearing Site: Portland, OR
08-03444	09/23/2009	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Bruce Trang, Morgan Stanley & Co. Respondent Lawyers(s): Peter M. Vial, Thomas V. Dulcich Arbitrator(s): Thomas D. Loftus, Lawrence E. Little, Kay A. Johnson, CRCP Hearing Site: Seattle, WA
08-04736	06/26/2009	Claimant(s): Strand, Atkinson, Williams & York., Umpqua Holdings Corporation Claimant Lawyers(s): Bruce L. Campbell, Justin C. Sawyer Respondent(s): Adriel Gaines, Bradford Wear, Brian Schuler, Douglas Strand, John York, Morgan Stanley & Co., Norman Fincher Respondent Lawyers(s): Peter M. Vial, Robert D. Stewart, Thomas V. Dulcich Arbitrator(s): Justine Fischer, Gary F. Purpura, Gregory N. Smith Hearing Site: Portland, OR