Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

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Displaying 10 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	XS Financial Inc.	1851060	11/09/2021	D	$43,500,000	$43,500,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	InspireMD, Inc.	1433607	05/30/2023	D	$42,168,087	$42,168,087
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	New Technology Solutions SF SPV 1 Flexport LLC	1911967	02/18/2022	D	Indefinite	$40,824,863
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Aterian, Inc.	1757715	06/17/2021	D	$40,000,005	$40,000,005
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Neptune Wellness Solutions Inc.	1401395	11/05/2020	D	$58,697,894	$34,999,992
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Cosmos Health Inc.	1474167	12/21/2022	D	$32,525,680	$32,525,680
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Celularity Inc	1752828	05/27/2022	D	$30,000,007	$30,000,007
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	OPGEN INC	1293818	02/24/2021	D	$25,000,000	$25,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Entasis Therapeutics Holdings Inc.	1724344	09/10/2020	D	$24,999,999	$24,999,999
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	BESRA GOLD INC.	1164099	12/04/2012	D	$23,046,120	$23,046,120