Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 14 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Strategic Data Center Fund, LLC	1731491	03/10/2022	D/A	$200,000,000	$49,703,785
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI Preferred Income Fund IV, LLC	1774415	07/09/2021	D/A	$500,000,000	$49,599,420
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	XS Financial Inc.	1851060	11/09/2021	D	$43,500,000	$43,500,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	HPI Real Estate Fund X LLC	1933027	08/22/2022	D/A	$150,000,000	$42,836,991
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	InspireMD, Inc.	1433607	05/30/2023	D	$42,168,087	$42,168,087
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Strategic Data Center Fund, LLC	1731491	01/20/2022	D/A	$200,000,000	$41,879,607
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	New Technology Solutions SF SPV 1 Flexport LLC	1911967	02/18/2022	D	Indefinite	$40,824,863
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	New Technology Solutions SF SPV 1 Flexport LLC	1911967	03/24/2022	D/A	Indefinite	$40,824,863
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Aterian, Inc.	1757715	06/17/2021	D	$40,000,005	$40,000,005
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Neptune Wellness Solutions Inc.	1401395	11/05/2020	D	$58,697,894	$34,999,992

14 Results

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