Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

Form Ds provide information on individual, unregistered securities offerings.

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Griffin Capital Qualified Opportunity Zone Fund III, L.P.	1894604	04/07/2022	D/A	$250,000,000	$98,851,918
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Student Housing Qualified Opportunity Fund, L.L.C.	1929762	03/08/2023	D/A	$375,000,000	$86,187,425
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Griffin Capital Qualified Opportunity Zone Fund III, L.P.	1894604	03/24/2022	D/A	$250,000,000	$83,859,737
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Griffin Capital Qualified Opportunity Zone Fund III, L.P.	1894604	03/11/2022	D/A	$250,000,000	$74,141,924
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Griffin Capital Qualified Opportunity Zone Fund III, L.P.	1894604	02/25/2022	D/A	$250,000,000	$69,961,310
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	TEI Diversified Income & Opportunity Fund V LLC	1796643	02/22/2022	D/A	$63,657,087	$63,657,087
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Student Housing Qualified Opportunity Fund, L.L.C.	1929762	12/12/2022	D/A	$375,000,000	$60,911,456

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