Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 36 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	VIQ Solutions Inc.	1777765	07/26/2022	D	$4,795,000	$4,795,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Advaxis, Inc.	1100397	02/11/2022	D	$4,750,000	$4,750,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	UpHealth, Inc.	1770141	03/16/2023	D	$4,500,000	$4,500,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Nano Dimension Ltd.	1643303	09/16/2019	D	$7,000,026	$4,276,227
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	A.G.P. Alternative Investment Fund LLC Series 2	1866943	06/11/2021	D	$50,000,000	$4,214,493
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	AgEagle Aerial Systems Inc.	8504	06/20/2023	D	$4,180,000	$4,180,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Spectra7 Microsystems Inc.	1580220	03/22/2023	D	$8,733,987	$4,006,416
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	xG TECHNOLOGY, INC.	1565228	06/07/2018	D	$4,000,000	$4,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	ENGLOBAL CORP	933738	02/09/2023	D	$3,772,450	$3,772,450
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	ATHERSYS, INC / NEW	1368148	05/01/2023	D	$3,537,600	$3,537,600

36 Results

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