Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

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Displaying 10 out of 11 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Auxly Cannabis Group Inc.	1967487	02/28/2023	D	$2,266,928	$991,781
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Transportation & Logistics Systems, Inc.	1463208	08/26/2021	D/A	$2,658,411	$919,920
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	CANARC RESOURCE CORP	868822	03/26/2014	D	$1,359,512	$776,903
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	HALTER GLOBAL OPPORTUNITY FUND LP	1442326	04/30/2010	D	Indefinite	$750,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	FIELDPOINT PETROLEUM CORP	316736	11/08/2016	D	$796,108	$398,054
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	CANARC RESOURCE CORP	868822	10/30/2015	D/A	$664,495	$379,262
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	CANARC RESOURCE CORP	868822	10/30/2015	D/A	$664,495	$379,262
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	CANARC RESOURCE CORP	868822	10/02/2015	D	$632,103	$379,262
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Equisolve, Inc.	1614026	07/18/2014	D	$2,000,000	$0
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	REVIVA PHARMACEUTICALS HOLDINGS, INC.	1742927	09/19/2022	D	Indefinite	$0