| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | OPGEN INC | 1293818 | 12/04/2020 | D | $10,000,000 | $9,974,027 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Khiron Life Sciences Corp. | 1873100 | 07/20/2021 | D | $26,366,078 | $9,887,279 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Yayi International Inc | 789860 | 09/30/2010 | D | $8,920,000 | $8,920,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | EuroPac Energy III LLC | 1526729 | 08/09/2011 | D | $8,000,000 | $8,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | G Medical Innovations Holdings Ltd. | 1760764 | 05/16/2022 | D | $8,000,000 | $8,000,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Tanke Biosciences Corp | 1452011 | 02/24/2011 | D | $7,670,071 | $7,670,071 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | EuroPac Energy II LLC | 1490326 | 05/20/2010 | D | $8,000,000 | $7,565,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Minerva-Rockdale E&P LLC | 1534577 | 11/09/2011 | D | $7,500,000 | $7,500,000 |
| A.G.P. / ALLIANCE GLOBAL PARTNERS | 8361 | Minerva-Rockdale E&P II LLC | 1541854 | 02/09/2012 | D | $6,845,000 | $6,845,000 |
