Broker-Dealers on SEC Form D for A.G.P. / ALLIANCE GLOBAL PARTNERS

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Displaying 10 out of 33 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Entasis Therapeutics Holdings Inc.	1724344	09/10/2020	D	$24,999,999	$24,999,999
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	BESRA GOLD INC.	1164099	12/04/2012	D	$23,046,120	$23,046,120
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	EuroPac Energy LLC	1482740	02/04/2010	D	$25,000,000	$22,887,500
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI PREFERRED INCOME FUND VI, LLC	1903367	08/01/2023	D/A	$500,000,000	$22,367,841
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	OLYMPUS PACIFIC MINERALS INC	1164099	08/31/2010	D	$21,960,000	$21,910,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	HYDROFARM HOLDINGS GROUP, INC.	1695295	09/11/2018	D	$50,000,000	$20,809,465
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Xtant Medical Holdings, Inc.	1453593	02/26/2021	D	$36,250,002	$20,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	Hepion Pharmaceuticals, Inc.	1583771	11/15/2022	D	$20,000,000	$20,000,000
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI PREFERRED INCOME FUND VI, LLC	1903367	06/09/2023	D/A	$500,000,000	$18,781,091
A.G.P. / ALLIANCE GLOBAL PARTNERS	8361	MCI PREFERRED INCOME FUND VI, LLC	1903367	06/20/2023	D/A	$500,000,000	$18,781,091