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Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 305 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174MAVERICK FUND USA LTD91344603/23/2018DIndefinite$4,833,664,159
UBS FINANCIAL SERVICES INC.8174PFL CORPORATE ACCOUNT ONE113246903/02/2010DIndefinite$3,004,853,687
UBS FINANCIAL SERVICES INC.8174Blue Mountain Credit Alternatives Fund Ltd.154797111/30/2015DIndefinite$2,342,752,478
UBS FINANCIAL SERVICES INC.8174StepStone VC Secondaries Fund V-B, L.P.189432301/03/2022DIndefinite$2,308,054,800
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/30/2020DIndefinite$2,252,801,087
UBS FINANCIAL SERVICES INC.8174Graham Absolute Return Trading Ltd.159340603/29/2023DIndefinite$2,175,052,562
UBS FINANCIAL SERVICES INC.8174Graham Absolute Return Ltd.159336403/29/2023DIndefinite$2,082,249,641
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/28/2022DIndefinite$2,020,841,289
UBS FINANCIAL SERVICES INC.8174Blue Mountain Credit Alternatives Fund L.P.154790111/30/2015DIndefinite$1,885,024,740
UBS FINANCIAL SERVICES INC.8174LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z125773412/12/2019DIndefinite$1,817,788,087

305 Results

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