Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 125 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	DORCHESTER CAPITAL INTERNATIONAL LTD	1291484	01/15/2016	D/A	Indefinite	$49,685,268
UBS FINANCIAL SERVICES INC.	8174	O'Connor Fund of Funds: Global Diversified Strategies Ltd	1529223	12/06/2013	D/A	Indefinite	$49,617,033
UBS FINANCIAL SERVICES INC.	8174	AG Energy Credit Opportunities Holdings, L.P.	1640919	06/23/2017	D/A	Indefinite	$49,377,209
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/19/2019	D/A	Indefinite	$49,286,797
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/19/2018	D/A	Indefinite	$49,236,979
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/17/2017	D/A	Indefinite	$49,176,979
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD LONG OPPORTUNITY, LP	1565681	08/19/2021	D/A	Indefinite	$48,863,037
UBS FINANCIAL SERVICES INC.	8174	CORSAIR CAPITAL PARTNERS 100 LP	1455536	03/17/2016	D/A	Indefinite	$48,510,703
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GAVEA FUND, L.L.C.	1522380	04/20/2017	D/A	Indefinite	$48,484,329
UBS FINANCIAL SERVICES INC.	8174	LOCUST WOOD CAPITAL OFFSHORE FUND LTD	1357210	03/16/2012	D/A	Indefinite	$48,427,075

125 Results

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