Broker-Dealers on SEC Form D for UBS FINANCIAL SERVICES INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 102 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
UBS FINANCIAL SERVICES INC.	8174	BlueMountain Summit Opportunities Fund II (Cayman) L.P.	1632058	08/18/2015	D/A	Indefinite	$24,940,500
UBS FINANCIAL SERVICES INC.	8174	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/10/2013	D/A	Indefinite	$24,673,000
UBS FINANCIAL SERVICES INC.	8174	Nineteen77 US Equities Long/Short Select LLC	1562552	07/12/2017	D/A	Indefinite	$24,526,458
UBS FINANCIAL SERVICES INC.	8174	ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD.	1541594	04/30/2014	D/A	Indefinite	$24,521,000
UBS FINANCIAL SERVICES INC.	8174	O'Connor US Equities Long/Short Select LLC	1562552	12/12/2016	D/A	Indefinite	$24,376,458
UBS FINANCIAL SERVICES INC.	8174	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/17/2017	D/A	$29,118,790	$24,265,659
UBS FINANCIAL SERVICES INC.	8174	UBS Distressed Partners, L.L.C.	1451305	11/17/2009	D/A	Indefinite	$24,252,500
UBS FINANCIAL SERVICES INC.	8174	Neuberger Berman GTAA Fund I LP	1372742	06/19/2012	D/A	Indefinite	$24,239,715
UBS FINANCIAL SERVICES INC.	8174	Neuberger Berman GTAA Fund I LP	1372742	06/14/2013	D/A	Indefinite	$24,239,715
UBS FINANCIAL SERVICES INC.	8174	Neuberger Berman GTAA Fund I LP	1372742	07/20/2011	D/A	Indefinite	$24,228,929

102 Results

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